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Contact Information
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The McHenry Group 2200 Powell Street Suite 610 Emeryville, CA 94608 Phone: 510-595-2900 Toll free: 800-638-8121 Fax: 510-420-1732 info@mchenrygroup.com Additional information may be found at: www.mchenrygroup.com
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SEC Rule on Fund Redemption Fees
Plan Administrator Liability
by Ward Harris and Rhonda Evans
 In response to concerns about market timing abuses, the Securities and Exchange Commission recently issued a new mutual fund redemption fee rule. The SEC has made financial intermediaries the ultimate enforcers of the rule, requiring new operational commitments and, most importantly, new liabilities for third party plan administrators.
[FULL STORY]
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Challenges and Opportunities for Community Banks
by Rick Tasker
 Mergers, acquisitions,
start-ups, and the opening of branches in new communities are all signs that the industry is competitive and experiencing
tremendous growth. Of course, with growth comes change. And while change is not
welcomed with open arms by some in the banking industry, it is necessary for
survival.
[FULL STORY]
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Research Round-Up
The Latest in Retirement Industry Trends
by Rhonda Evans
 Since
we’re presently enjoying the tranquil days of summer, now is a good time to
take a step back and reflect on the direction in which the retirement industry
is headed. Several surveys released
this past quarter provide valuable information about the concerns of plan
sponsors and participants. Let’s examine the latest investment-based benefits
findings and their implications for the health and direction of the retirement
industry.
[FULL STORY]
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Short Takes
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Ward Harris to Speak at FRA Retirement Savings Summit
Ward Harris will moderate a panel presentation on integratated retirement services and fiduciary reporting at the FRA Retirement Savings Summit in Cambridge, MA on July 25-26. Friends of McHenry are eligible for a 20% registration discount.
[FULL STORY]
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